Consulting firm specializing in banking and financial compliance and risk management. Regulation Partners is a consulting firm specializing in the areas of banking and financial regulation and risk management. We work for all types of regulated establishments, from approval files to delegated controls... We also work with credit establishments, payment and electronic money establishments, asset management companies and financing companies, mutual insurance companies and intermediaries on strategic missions linked to the implementation of new regulations. In order to train the teams, management and administrators of financial institutions, we regularly organize training on different themes, always adapting our content to changes …

25 similar entities Type: SMB Activities: fintech insurtech Technologies: Cybersecurity

ARE YOU LOOKING TO RECRUIT IN IT, FINANCE, INSURANCE OR BANKING ?🚀 BDA Global Services is an international compliance and risk management consultancy founded to address the increasing regulatory demands faced by companies in diverse sectors, including insurance and financial services, real estate, and technology. With offices in Luxembourg, UAE & Paris, BDA provides tailored solutions that enable organizations to meet their regulatory obligations while optimizing operational performance and achieving sustainable growth. We specialize in a range of services, including: - Regulatory Compliance (AML/KYC/KYT): Designing and improving due diligence processes, onboarding procedures, and screening solutions for financial institutions and other …

30 similar entities Type: SMB Activities: regtech fintech Technologies: Data Analytics

Fenergo develops leading SaaS financial technology solutions to improve client lifecycle management (CLM) and support regulatory compliance. We connect the world’s financial institutions with their customers to transform the overall experience and relationship. We help firms feel safe by continuously monitoring risks and ensuring regulatory compliance. By enabling operational efficiency and digital transformation, we drive value creation to solve the problems of today and anticipate those of tomorrow. Our technology enables financial institutions to transform the end-to client onboarding and lifecycle experience; continuously monitor risks and ensure regulatory compliance (across KYC, AML, ESG, Tax, SFTR, and Data Privacy frameworks); and …

233 similar entities Type: Startup Activities: fintech Technologies: Data Analytics

Regulatory reporting and analytics for EMIR, MiFID II, SFTR, CFTC, SEC, MAS, ASIC, JFSA, HKMA, Best Execution and more. Cappitech from S&P Global Market Intelligence is a leading provider of regulatory reporting, best execution analysis and business intelligence solutions for the financial services industry. Our cross-jurisdiction compliance platform, fully automates the reporting process and provides a comprehensive view on a single, intuitive dashboard for reporting regimes such as EMIR, MiFID, SFTR, FinfraG, CFTC, SEC, Canadian reporting, ASIC JFSA, HKMA and MAS. Offering next-generation analytics, we are revolutionising the way financial services firms meet their compliance obligations by offering actionable insights …

25 similar entities Type: Startup Activities: regtech fintech Technologies: Data Analytics

CrescItalia is a fintech with a proprietary platform offering innovative financing solutions to SMEs We work with professional investors and asset managers who want to support the world of Italian SMEs. Through an independent advisory activity that designs and develops high value-added services and proposes alternative financial solutions to the traditional banking channel we enable investors to seize italian private debt market opportunities, in the short and medium term,. We take on the role of a facilitator in supporting the real economy through fintech solutions: a "hinge" between the world of SMEs and the world of alternative finance, creating contact …

140 similar entities Type: Incubators & VCs Startup Activities: fintech Technologies: SaaS

Transforming compliance into a strategic advantage At REGTIFY, we transform regulatory compliance into a driver of resilience and sustainable growth. We help organizations navigate complex and evolving regulatory landscapes with clarity, efficiency, and confidence. By combining compliance automation, advanced analytics, and deep regulatory expertise, REGTIFY enables firms to reduce risk, streamline operations, and move beyond checkbox compliance. With a global reach, we work with clients across finance, fintech, technology, and professional services — from established financial institutions to fast-growing innovators. Our solutions are designed to scale, adapt, and deliver measurable value in high-pressure regulatory environments. REGTIFY is proud to be …

16 similar entities Type: Startup Activities: fintech regtech Technologies: SaaS

Don't be complacent... Be compliant! FinTech Compliance was established after the need for specialist FCA Compliance expertise in Technology based, Innovative, and Alternative Finance businesses became apparent. FinTech Compliance is the first Financial Services Compliance consultancy which specialises in these areas. Whilst we have the expertise to service all types of financial services firms - our focus is on the future of financial services. FinTech, Compliance, Regulation, Investment, Consumer Credit, Insurance, Peer-to-peer, FCA Applications, Payment Services, Electronic Money, Risk Management, Financial Crime, Alternative Investment, Consulting, InsurTech, Feasibility Assessment, Training, Compliance Advisory, Compliance Audits, Regulatory Permissions, and FCA Regulation

58 similar entities Type: SMB Startup Activities: regtech fintech insurtech Technologies: Cybersecurity

Compliance Monitoring and Reporting Specialists FundApps is a cloud-native RegTech SaaS platform that automates compliance monitoring and reporting for the world’s leading financial institutions. Trusted by some of the world’s largest hedge funds, asset managers, pension funds, and investment banks, FundApps monitors over $30 trillion in assets under management across 100+ jurisdictions, representing 19% of global assets under management. Whether it's shareholding disclosure, sensitive industries, position limits, or regulatory reporting, we help clients stay ahead of regulatory change, reduce operational risk, and safeguard their reputation. As a certified B Corp, we’re committed to doing business the right way - with …

12 similar entities Type: Startup Activities: regtech fintech Technologies: SaaS

We simplify regulatory change management. Minimise time, cost & risk with tools that transform how compliance teams work Waymark simplifies regulatory change management by serving up the right content and information to compliance professionals at the right time. We help businesses stay on top of the ever-changing regulations that are relevant to them, helping them minimise cost, risk and time spent. Our easy-to-use starter bundles transform how compliance teams work. These convenient tools are all available through Wayfinder, our award-winning platform. Visit us to find out more at www.waymark.tech #RegTech #RegulatoryIntelligence #Compliance #AIstandards #ITriskmanagement #cyberregs #cyberregulation #dataprotectionregulations #esgregulations #regulatorychange #complianceautomationsoftware …

38 similar entities Type: Startup Activities: fintech govtech legaltech regtech Technologies: A.I. A.I. - Machine Learning A.I. - Natural Language Processing Cybersecurity

The most flexible compliance engine for enterprises, consultants and auditors. Works with any file. More Comply, Less Do Agentic compliance software that makes compliance related functions 10x more efficient. Already trusted by global leaders and the largest EU enterprises.

25 similar entities Type: Startup Activities: it services Technologies: SaaS

Scaling compliance operations and digital asset risk management for financial services, Web3, legal, accounting firms. iComply is a global leader in RegTech, empowering the next generation of financial, legal, and professional service providers. We bridge traditional compliance with Web3 innovation, providing scalable solutions that redefine how businesses manage risk and compliance for traditional or digital asset transactions. Trusted by compliance leaders in over 30 countries, iComply’s AML, KYC, KYB, KYT, and Prefacto solutions ensure global compliance at scale - spanning 195 countries, supporting 142 languages, and leveraging billions of public, open source, and proprietary data sources in real-time. Our mission: …

60 similar entities Type: Startup Activities: fintech it services legaltech regtech Technologies: Blockchain/Cryptocurrency

Removing regulatory barriers with Embedded Compliance and generative AI Apiax is a technology company that builds the compliance infrastructure for the digital world. Businesses of every size—from FinTechs to globally operating banks —use our product to bring compliance into their applications and operational processes. Apiax 'Embedded Compliance' solution replaces manual compliance processes with instant, accurate and actionable answers to business units’ most pressing regulatory questions right when and where they need them. It can be seamlessly integrated into CRM systems, trading tools, wealth management platforms and many other systems used in the financial industry. This enables business leaders to make …

23 similar entities Type: Startup Activities: fintech it services legaltech regtech consulting Technologies: Generative A.I. SaaS A.I.

Protecting Investors & Market Integrity Changing the way compliance is done Globally. Four Eyes Financial is a pioneering force within wealth management, addressing major challenges that face financial institutions. Our innovative approach increases capacity and reduces costs by leveraging a cloud-native Intelligent Compliance Platform that efficiently gathers data for use across back, mid, and front-office workflows. Empowering wealth management firms to streamline operations by consolidating vendors, minimizing endpoint products, and maximizing both cost and time in the integration of their daily custodial data through a unified platform rather than engaging with multiple vendors. The Intelligent Compliance Platform stands as the …

9 similar entities Type: Startup Activities: it services Technologies: SaaS

KYB that runs itself. Clear most of your clients automatically. For the few that need attention, you'll get guidance. Complok is a compliance and risk management platform built for financial institutions that need to scale efficiently while staying fully compliant. It automates the entire KYB lifecycle, from onboarding and screening to risk assessment, monitoring, and audit-ready reporting, all within a single unified platform. Powered by AI, Complok screens entities across sanctions, PEPs, registries, and adverse media, clearing low-risk cases automatically and surfacing only what requires human review. The result is faster onboarding, lower costs, and a more proactive, scalable approach …

16 similar entities Type: Startup Activities: regtech consulting Technologies: Cybersecurity

We help businesses across Europe fight financial crime with efficient and compliant solutions. Verified is a RegTech company helping businesses across Europe navigate the complexities of compliance. We provide smart, scalable solutions that streamline key compliance workflows – including Anti-Money Laundering (AML & KYC), Due Diligence (DD), and Contract Lifecycle Management (CLM). Since 2012, we’ve been building innovative tools to make compliance smoother and more secure – starting with e-signatures and digital identity, and now offering a full suite of RegTech services. More than 5,500 companies in sectors like finance, legal, accounting, and real estate trust Verified to reduce risk, …

48 similar entities Type: Startup Activities: it services regtech Technologies: SaaS

ACA Group (“ACA”) is the leading governance, risk, and compliance (GRC) advisor in financial services. ACA Group is the leading governance, risk, and compliance advisor to the financial services industry. For over 20 years, we’ve been a trusted partner to financial institutions—helping firms reduce risk, fuel growth, and protect their business. Founded by former regulators, ACA combines deep industry expertise with powerful regulatory technology to transform compliance from a requirement into a strategic advantage. We are the only end-to-end GRC provider that integrates expert advisory, managed services, distribution solutions, and analytics with our ComplianceAlpha® platform. Our global team brings clarity, …

33 similar entities Type: Large company SMB Activities: regtech fintech privacytech Technologies: Data Analytics Cybersecurity

Comply (formerly ComplySci) believes advanced compliance technology empowers compliance professionals to transform their business. Built for institutional investors, including some of the world’s largest financial institutions, private equity firms, and hedge funds, our scalable and sophisticated platform helps clients stay ahead of risk and unlock the strategic potential of their compliance data. Our regulatory technology solutions help compliance organizations identify, monitor, manage, and report on risk and conflicts of interest, including personal trading, gifts and entertainment, political contributions, outside business affiliations, and other Code of Ethics violations. The Comply Platform is part of Comply's portfolio of solutions which address both …

32 similar entities Type: SMB Activities: regtech fintech Technologies: SaaS

Unlocking Market Access Compliance & Risks helps companies unlock market access by simplifying the world of product compliance. Our software, regulatory content and team of subject matter experts provide the most comprehensive market access solutions in the world. Regulatory Email Alerts, Global Regulatory Database, Tool to assess the impact of regulatory changes, Market Access, Regulatory News and Analysis from around the world, Reports on Limits & Targets, Key Dates & Deadlines, Ask Our Experts, and EHS / OHS Legal Register

39 similar entities Type: SMB Activities: regtech Technologies: SaaS

Enabling firms to meet their most complex regulatory requirements through technology and expert-led advisory services. We enable financial services firms to meet their most complex regulatory requirements through specialist technology and expert-led advisory services. Regulation, Risk, ESG, Transaction Reporting, RegTech, Consulting, Authorisation, Compliance, FinTech, EMIR, ASIC, FCA, MiFID II, DORA, Operational Resilience, SFDR, ICARA, Data, and enact

99 similar entities Type: SMB Activities: fintech regtech Technologies: Data Analytics

Building the future of regulatory and legal compliance We're building the next generation of tools to simplify and reduce the cost of regulatory compliance for enterprises in regulated industries, starting with financial services. Compliance, LegalTech, Regulatory, and B2B SaaS

40 similar entities Type: SMB Activities: regtech fintech Technologies: SaaS

Financial regulatory specialists advising investors, banks, and technology companies. The Gallatin Group is an independent regulatory advisory firm that specializes in working with investment companies, banks and technology startups. Our mission is to create value by partnering with clients to address their financial regulatory and transactional challenges. In support of our mission, we focus on: Evaluating opportunities and risks in financial-services investment and M&A; Delivering operational change to enable our clients to capitalize on opportunities while managing regulatory risk; and Leveraging our deep financial-services and regulatory experience to achieve superior results. Our clients include investors and other stakeholders in financial-services …

48 similar entities Type: SMB Activities: regtech fintech

Comply Regulatory Services (formerly NRS) is an advanced solution and service offering for investment advisers, broker-dealers, hedge funds, investment companies, and insurance institutions. Meet the consulting and education partner for your compliance program, combining industry-leading expertise and real-world insight to help you stay up to date with the ever-changing regulatory landscape and minimize risk. Comply Regulatory Services is part of Comply's portfolio of solutions, which address institutional and employee compliance for financial services organizations in the SMB, mid, and enterprise markets. Investment Adviser Compliance, Broker-Dealer Compliance, Hedge Fund and Private Fund Compliance, Investment Company Compliance, Blue Sky Compliance, Investment Adviser …

23 similar entities Type: SMB Activities: fintech Technologies: Cybersecurity

A platform that streamlines compliance within business-critical areas like Sustainability, GRC & Operational Management Stratsys provides a SaaS-platform that streamlines compliance within business-critical areas like Sustainability, GRC and Operational Management for mid- to large organizations in the Nordics. Unlike other compliance software, we take it one step further to move organizations from reporting to action and efficiently distribute responsibility internally. Perfomance management, Reports, Goals, Ratios, Activities, Strategies, Sustainability, GRC, Compliance, regelefterlevnad, ESG, CSRD, Hållbarhetsrapportering, CSDDD, and Leverantörsbedömning

18 similar entities Type: SMB Activities: fintech Technologies: SaaS

Governance, Risk & Compliance We are a company specialized in GRC (Governance, Risk & Compliance) solutions. We help other companies to efficiently manage their governance, risk and compliance processes through our technology platform. Our goal is to offer a comprehensive tool that allows organizations to automate and centralize their activities related to risk management, internal audits, and regulatory compliance. We help companies seeking to improve their ability to comply with demanding regulations and mitigate risks, allowing them to operate in a safer and more transparent way. Software Compliance, Compliance Penal, Corporate Compliance, ESG, Canal ético, Seguridad y Salud , Sostenibilidad, …

55 similar entities Type: SMB Activities: regtech Technologies: SaaS

Transforming compliance with digital co-workers. We're revolutionising compliance by building intelligent, autonomous, digital co-workers that integrate seamlessly with compliance teams across regulated industries. Regtech, Compliance, and Regulation

16 similar entities Type: Startup Activities: fintech Technologies: A.I.

A fresh take on risk and valuation Finalyse is a Europe-wide leading consultancy founded in 1988. We are here for you when it comes to incorporating changes and innovations in valuation, risk management and regulatory compliance. Empowering you to make good decisions and ensuring you can focus on your core business. Bringing a unique mix of financial and technological skills, we offer a fresh perspective, unbiased analyses and modern answers to all your questions. Our distinctive blend of expertise, pragmatism, team spirit and fairness has already contributed to more than 30 years of successful projects and trustful relationships. structured products …

303 similar entities Type: SMB Activities: fintech Technologies: Cybersecurity

We're a consultancy helping companies manage their exposure to financial crime risk & maintain regulatory compliance. FINTRAIL, a Cosegic company, is a financial crime compliance consultancy focused on the needs of leading banks, FinTechs and other regulated institutions. We are unique in that our team of experts is drawn from the industries we support and has deep hands-on experience in developing and deploying compliance and risk management controls from leadership roles with market-leading banks and FinTechs. Our approach is tailored to the unique circumstances of each client, is regulatory and technology driven, and is focused on providing excellent customer outcomes. …

60 similar entities Type: Startup Activities: fintech regtech Technologies: Data Analytics

Integrated Regulatory Technology We specialise in delivering MCLM (Modular Customer Lifecycle Management) solutions which address customer risk, financial crime, and anti-fraud challenges. Our commitment is to assist our clients and their customers in navigating the dynamic landscape of onboarding and regulatory compliance. With a comprehensive range of offerings spanning across product and customer lifecycles, as well as digital identity protection, we empower businesses to streamline their onboarding processes while fortifying their defences against fraud, crime, and financial risk. Discover how our cutting-edge software can help safeguard your operations and elevate your onboarding experience by detecting and mitigating fraud, crime, and …

94 similar entities Type: Startup Activities: fintech regtech Technologies: A.I. A.I. - Machine Learning Blockchain/Cryptocurrency

Communications Compliance Platform - for Regulated Businesses, Principals, Reg Hosts, Consultants and Outsourced CCOs. We are a compliance automation technology provider, delivering massive efficiency boosts to Regulated Firms and Compliance Service Providers. Our unique multi-tenant compliance platform, Fingerprint Supervision, supports directly regulated businesses of all shapes, sizes as well as their Compliance service providers. We offer a single login environment to identify, triage and manage the risk within an entire cohort of electronic communications data and voice. Providing a coherent policy framework and KPI reporting to evidence that risks are being mitigated in a proportionate manner. Our unique technology provides …

49 similar entities Type: Startup Activities: regtech it services Technologies: SaaS

We Help Keep FINTRAC Happy Our team of veteran compliance executives empowers businesses with the most practical, informed and strategic regulatory support services. Our goals are to help our clients manage their risks, maximize their opportunities and achieve and maintain compliance. We provide: expert advice; support with regulatory exams; development and reviews of financial crime compliance and risk management programs; assistance with the selection, enhancement (tuning) and validation of technology; and the management of your compliance functions or staffing of your compliance teams. We serve clients across Canada in every regulated sector, and in emerging industries, and are leaders in …

28 similar entities Type: SMB Activities: fintech Technologies: Blockchain/Cryptocurrency

Research-led insights. Technology-led compliance. OpusDatum is the UK’s leading authority on wire transfer regulation and FATF R.16 compliance. We are a specialist financial crime consultancy supporting Payment Service Providers in building intelligent, risk-responsive compliance frameworks that go beyond regulatory minimums. Our expertise spans risk governance, AML/CTF, sanctions, technical interoperability, and audit readiness, with a focus on actionable insight, systemic risk reduction, and the strategic use of compliance data to identify and mitigate financial crime risk. Financial Crime, Sanctions, Money Laundering, Bribery & Corruption, Assurance , Investigations , Staff resourcing , Regtech, Wire Transfer Regulation, and FATF Travel Rule

15 similar entities Type: Startup Activities: consulting regtech Technologies: Data Analytics

Award winning specialist consulting firm providing governance, risk and compliance solutions to financial services firms fscom is one of the premier specialist consulting firms providing governance, risk, and compliance solutions to financial services institutions in the UK and Ireland. Specialising in payments and e-money, crypto, asset and fund management and trading and broking, our deep domain experts have harvested unique regulatory insight, enabling them to translate complex regulations into meaningful, practical steps. As a result, our clients can make real time commercial decisions quickly and successfully. Working with fscom, you will benefit from our multi-disciplinary services across financial services regulation, …

39 similar entities Type: SMB Activities: fintech regtech Technologies: Cybersecurity

Global compliance. Smarter, Stronger, Faster. At QARAlink, we are committed to revolutionizing the way MedTech manufacturers navigate the complex world of regulatory compliance. Our approach is centered around building trust, ensuring confidence and clarity, to accelerate the regulatory process through accessible, human-centered digital solutions. We work closely with manufacturers, regulatory bodies, and the healthcare community to enable efficient and safe regulatory practices, with a firm commitment to data security and confidentiality. Our vision is to streamline and accelerate the regulatory compliance process for MedTech manufacturers at any stage of their development, enabling them to innovate more effectively, reduce costs, and …

Type: Startup Activities: healthtech regtech Technologies: Data Analytics

FCA regulatory consultancy helping Compliance and Risk teams navigate regulation with practical, business-focused advice We are a UK-based FCA regulatory consultancy that makes financial services regulation radically accessible. We work with firms in venture capital, private equity, asset management, payment services, e-money, consumer credit, custodians, corporate finance and real estate – helping them navigate complex FCA requirements with clarity and confidence. Our consultants include former FCA professionals, heads of compliance, and senior regulatory advisers who understand regulation from both sides. We've supported 200+ authorisations, regulatory variations, and Consumer Duty implementations. Our services include FCA authorisations and variations, ongoing regulatory advice, …

17 similar entities Type: SMB Activities: fintech Technologies: IoT

Precision regulatory intelligence for cross-border success We help fund managers navigate complex regulatory landscapes while focusing on their core business. Our cross-border expertise between EU-US markets reduces your operational risks and compliance costs. Unlike generic providers, we offer tailored regulatory intelligence and strategic support, combining local expertise with global perspective. 🆂🅴🆁🆅🅸🅲🅴🆂 ➡️ Regulatory intelligence Watch on UCITS and AIFs Focus on x-border marketing Sustainable finance Impact assessments ➡️ Strategic Support ExCom & Board briefings Implementation assistance Compliance officer support Procedures maintenance ➡️ Add-on Services Staff training programs Non-exec directorship Ongoing compliance support PRIIPs , MiFID Product governance, Cross border fund …

8 similar entities Type: SMB Startup Activities: fintech Technologies: Decarbonization

Built for Compliance. Designed for Business Impact. Asurity delivers compliance-driven technology and advisory solutions that empower financial institutions to confidently navigate a complex regulatory landscape while driving measurable business results. Built for Compliance. Designed for Business Impact. Our RegCheck® and PropelTM platforms, along with our expert Advisory Services and Asurity Academy, are purpose-built by legal, mortgage, and proxy professionals to embed compliance into every stage of the loan lifecycle. By aligning regulatory accuracy with operational efficiency, Asurity helps banks, lenders, and servicers reduce risk, accelerate workflows, and improve performance—turning compliance from a burden into a strategic advantage. Regulatory Compliance, Financial …

11 similar entities Type: Startup Activities: regtech fintech Technologies: SaaS

Regulatory compliance lifecycle management for Financial Services Since 2015, AscentAI has been empowering financial institutions to navigate regulatory compliance with speed and confidence. Our team of compliance experts and technologists is committed to reducing the cost, risk, and complexity of compliance with next generation horizon scanning and change management automation solutions. The AscentAI Regulatory Lifecycle Management (RLM) Platform enables customers to digitally transform the most arduous aspects of risk and compliance processes, leveraging purpose-built AI and global regulatory insights to help them: - Know everything they need to know - Respond to changes quickly and confidently - Harness automation to …

8 similar entities Type: Startup Activities: regtech fintech Technologies: A.I.

A specialist financial services regulatory consultancy with a global offering across the UK, Asia, Mauritius & America. Bovill Newgate is a specialist financial services regulatory consultancy with a global offering across the UK, the Channel Islands, Singapore, Hong Kong, Mauritius and the Americas. We help our clients meet complex and evolving regulatory obligations, providing certainty and peace of mind. We work with firms of every size across the financial services sector, supporting clients managing regulatory change and dealing with regulatory scrutiny. We provide advice on regulatory change and preventing financial crime, applications to regulators, building or enhancing regulatory frameworks, conducting …

34 similar entities Type: SMB Activities: fintech regtech Technologies: Blockchain/Cryptocurrency Cybersecurity