Value proposition

Financial regulatory specialists advising investors, banks, and technology companies.

The Gallatin Group is an independent regulatory advisory firm that specializes in working with investment companies, banks and technology startups.

Our mission is to create value by partnering with clients to address their financial regulatory and transactional challenges. In support of our mission, we focus on:

Evaluating opportunities and risks in financial-services investment and M&A;

Delivering operational change to enable our clients to capitalize on opportunities while managing regulatory risk; and

Leveraging our deep financial-services and regulatory experience to achieve superior results.

Our clients include investors and other stakeholders in financial-services firms, banks, fintech startups and Fortune 500 companies.

We regularly interface with state and federal regulatory agencies, including the Federal Reserve, Office of the Comptroller of the Currency, Federal Deposit Insurance Corporation, U.S. Treasury Department, Consumer Financial Protection Bureau, National Credit Union Administration and New York Department of Financial Services, among others.

Financial Services , Banking, Financial Regulation , Fintech, Lending , Restructuring, M&A, Investment Management, Credit, and Investing